FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
  • PDF Version: V19.35
  • Q & A: 365 Questions and Answers
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  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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NEW QUESTION: 1
An administrator has defined a backup policy. Full backups will be performed at 8 PM every Monday and incremental backups performed at 8 PM the remaining days.
How many backup copies are required to restore the files if they were accidentally deleted on Friday morning?
A. 0
B. 1
C. 2
D. 3
Answer: D

NEW QUESTION: 2
You work in a fairly small company where the PMO helps in providing oversight to support the portfolio management. In such organization, where are the PMO structure, responsibilities, and implementation approach documented?
A. Governance Model section in Portfolio Management Plan
B. Portfolio Oversight section in Portfolio Management Plan
C. Communication Management Plan
D. Strategic Management Plan
Answer: B
Explanation:
Explanation
The PMO can also assist with communicating governance decisions, changes in the portfolio, and stakeholder communication according to sponsor and stakeholder requirements. If a PMO is to be utilized, the structure, responsibilities, and implementation approach will be documented in the portfolio management plan under the Portfolio Oversight section

NEW QUESTION: 3
You are planning your hub-to-hub communication strategy. To ensure that each hub transports its messages up to the next tier efficiently, which guideline should you follow?
A. Use one Attach queue for Quality of Service (QoS) metrics and QoS definitions and one for all other message subjects.
B. Combine QoS messages and alarms into one queue because they are the most important, and use another queue for all the other message subjects, such as ProbeDiscovery and Audit.
C. Put an asterisk (*) character in the subscribed subjects so that all messages are picked up.
D. Use one queue for each message subject.
Answer: A

NEW QUESTION: 4
Peter, an IBM Sametime administrator, is having issues with single sign-on (SSO) between the various components of Sametime 9.0.
How should Peter test the configuration to validate SSO is setup properly in the Sametime infrastructure?
A. Check if he can log into the Sametime Community Server with a Sametime Embedded client or Sametime Connect client.
B. Log into one of the Sametime 9.0 components to see if he can seamlessly move between them without having to log in or get a new login prompt.
C. Make sure that the Deployment Manager is running.
D. Make sure that the LDAP server he has federated to the Sametime System Console is started.
Answer: C
Explanation:
Reference:
http://www01.ibm.com/support/knowledgecenter/SSHRKX_8.0.0/install/linux_new_dm.html

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