CISI UAE-Financial-Rules-and-Regulations Q&A - in .pdf

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  • Exam Code: UAE-Financial-Rules-and-Regulations
  • Exam Name: CISI UAE Financial Rules and Regulations Exam
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NEW QUESTION: 1
Marvell is working on a new case with a student who refuses to attend school. Before deciding on a
treatment plan, Marvell schedules interviews and observation sessions. This is an example of which
assumption of behavior analysis?
A. empiricism
B. skepticism
C. determinism
D. parsimony
Answer: A

NEW QUESTION: 2
Victor Lazquez is an analyst with Amro Investments and follows the optical instrument manufacturers. In this capacity, he has learnt a few trade secrets pertaining to a leading edge firm, Fibroptica. Recently, he was approached by Fibroptica's competitor, Lensmakers Inc., who offered him a 3 month project on the optical industry practices. Victor realizes that such a project could reveal Fibroptica's trade secrets indirectly. However, he decides he will be very careful and accepts Lensmakers' offer. If he does not inform his employer about this project, he will
A. not have violated any AIMR code since the project does not give rise to a conflict of interest with Amro's business.
B. have violated Standard III (C) - Disclosure of Conflicts to the Employer.
C. have violated Standard III (D) - Disclosure of Additional Compensation Arrangements.
D. have violated Standard III (B) - Duty to the Employer.
Answer: C
Explanation:
Explanation/Reference:
Explanation:
Victor's knowledge about the trade secrets have arisen in course of his employment with Amro. As such, he has an obligation to get written permission from Amro before he can accept any outside projects. Note that if such a project had been in direct competition with Amro's business, Victor would also have violated Standard III (B) - Duty to the Employer.

NEW QUESTION: 3
View the exhibit and examine the description of the DEPARTMENTS and EMPLOYEES tables.
The retrieve data for all the employees for their EMPLOYEE_ID, FIRST_NAME, and DEPARTMENT NAME, the following SQL statement was written:
SELECT employee_id, first_name, department_name
FROM employees
NATURAL JOIN departments;
The desired output is not obtained after executing the above SQL statement. What could be the reason for this?
A. The EMPLOYEES and DEPARTMENTS tables have more than one column with the same column name and data type.
B. The DEPARTMENTS table is not used before the EMPLOYEES table in the FROM clause.
C. The NATURAL JOIN clause is missing the USING clause.
D. The table prefix is missing for the column names in the SELECT clause.
Answer: A
Explanation:
Natural join needs only one column to be the same in each table. The EMPLOYEES and DEPARTMENTS tables have two columns that are the same (Department_ID and Manager_ID)

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